Multi-Network Collaborations Extending the Internet to Rural and Difficult to Serve Communities This paper was presented at the 1994 CAUSE Annual Conference held in Orlando, FL, November 29-December 2, and is part of the conference proceedings published by CAUSE. Permission to copy or disseminate all or part of this material is granted provided that the copies are not made or distributed for commercial advantage, the title and author appear, and this statement is included in the copy. To copy or disseminate otherwise, or to republish in any form, requires written permission from the author. For further information: CAUSE, 4840 Pearl East Circle, Suite 302E, Boulder, CO 80301; 303-449-4430; e-mail info@cause.colorado.edu MULTI-NETWORK COLLABORATIONS EXTENDING THE INTERNET TO RURAL AND DIFFICULT TO SERVE COMMUNITIES Dr. E. Michael Staman, President CICNet, Inc. Ann Arbor, Michigan PREFACE: The Rural Datafication presentation was based in large part on Dr. Staman's recent testimony before the US House Committee on Science, Space, and Technology. The following is the written text of the testimony. Committee on Science, Space and Technology U.S. House of Representatives Washington, DC Hearing on The Technological Transformation of Rural America July 12, 1994 Testimony of: Dr. E. Michael Staman, President CICNet, Inc. Ann Arbor, Michigan Mister Chairman and members of the Subcommittee: Your invitation to participate in today's hearing came during a time when we at CICNet have increasingly found ourselves engaged in a number of forums discussing rural America's access to the National Information Infrastructure (the NII). Thank you for the opportunity to discuss theseissues in with you. The growth of both the number of users and the applications of the Internet (that element of the NII which is available and working effectively today) has astounded even those of us who have been its most optimistic proponents for many years. It has grown from a resource used primarily by the research and education sector as recently as five years ago to a significant force within the nation's business sector today. It will become a major element of our global competitive posture within the decade. Perhaps the best way to clarify its status at present is to quote directly from the July 7th, 1994 issue of USA TODAY: "Across the USA, thousands of companies are tapping into the mother of all computer networks -- the Internet -- to find job candidates, communicate with customers, work out technical problems and peddle their wares. ... Having an Internet address is rapidly becoming a requirement for doing business, ..." As with the deployment of all national infrastructures in the history of this nation, we need to insure that all citizens participate fully in both the evolution and the promise of this new resource. Its potential to transform the way we work, communicate with each other, and even enjoy portions of our leisure parallels the potential of virtually every other massive infrastructural change, whether it was the development of the railroads in the early 1800's, the electrification of urban areas in the late 1800's and rural areas in the mid-1930s, the establishment of telecommunications connections in the late 1800s, or the development of urban and interstate transportation in the early to mid-1990s. My comments today will focus on barriers to access to the NII that exist within rural America, and on several key initiatives needed to further encourage and enhance rural acceptance and use of the NII. For the record, I have submitted several additional documents which might be of interest to the committee. Specifically: 1. A paper discussing CICNet's Rural Datafication Project. This project has been funded by the National Science Foundation. 2. A report on CICNet's second annual conference on Rural Datafication. These conferences, the most recent of which involved approximately 350 people, literally from around the globe, has become one of the key forums at which people gather to discuss problems related to extending and using the National Information Infrastructure in rural America. 3. A working paper discussing several of the issues which we believe to be of critical importance as the nation continues its evolution to a National Information Infrastructure. 4. A document containing the full text of my report in response to your invitation to present testimony, from which my comments today will be drawn. So that my comments might be presented in the correct context, I need to begin with a description of my organization, CICNet, and CICNet's owners, the major research universities throughout a portion of the midwestern United States. THE COMMITTEE ON INSTITUTIONAL COOPERATION The "CIC" in CICNet stands for "the Committee on Institutional Cooperation," a thirty- five year-old collaboration among the following universities: the University of Chicago, the University of Illinois at Urbana- Champaign, the University of Illinois at Chicago, Indiana University, the University of Iowa, the University of Michigan, Michigan State University, the University of Minnesota, the Pennsylvania State University (the most recent member), Purdue University, the Ohio State University, Northwestern University, and the University of Wisconsin- Madison. There are over 75 separate and unique collaborations currently operating under the aegis of the CIC. These institutions serve the region and the nation on a truly impressive scale. Collectively they account for more than 17% of the Ph.D.'s awarded annually, approximately 20% of all science and engineering Ph.D.'s, in excess of $2.5 billion in externally funded research annually, and over 17% of the holdings of the Association for Research Libraries. With an aggregate total in excess of 500,000 students, 33,000 faculty, and 57 million volumes within their libraries, these institutions are truly a resource which consistently enhances both the quality of life and the global competitiveness of both their region and the nation. In 1988, CICNet was founded as a CIC not-for-profit corporation to provide inter- institutional CIC-university network infrastructure and network access to the National Science Foundation Network (NSFNET). Today, in addition to all of the CIC universities, both Argonne National Labs and Notre Dame University participate in CICNet Board of Director activities. As part of the CIC community of activities, CICNet is now part of the infrastructure providing NSFNET connectivity to over 400 colleges and universities, commercial or other organizations throughout its seven-state region of operations. A recent study indicated that approximately 20% of the traffic on the United States Internet backbone (NSFNET) came from throughout the CIC region. Given the above, and the rural community and economic development activities that are part of the mission of many of the CIC-universities, it should be of little surprise that these universities would encourage CICNet to move in directions designed to increase both NII access and services for rural areas. RURAL DATAFICATION IN AMERICA Several years ago CICNet, in collaboration with NSF-sponsored networks in eight states ranging from New York to Iowa, was awarded $1.3 million by the National Science Foundation to conduct a project that we entitled "Rural Datafication." The intent of the project is to find ways to create Internet infrastructure and services in difficult-to-reach and difficult-to-serve user communities. It was, and is today, the only project of its kind in the nation -- focusing on strengthening the ability of state networks to deliver services to rural communities while simultaneously attempting to develop workable solutions which scale to vast geographic regions and huge user populations. The state networking organizations now participating with CICNet in rural datafication activities include INDnet (Indiana), IREN (Iowa), MICHNet (Michigan), MRnet (Minnesota), netILLINOIS (Illinois), NYSERNet (New York), PREPnet (Pennsylvania), WISCnet (Wisconsisn), and WVnet (West Virginia). During the course of the project we have been in contact with citizens from throughout the nation, held several national and regional conferences focused on rural access and services to the NII, and participated in forums on the topic in Minnesota, Oregon, West Virginia, and Iowa. We have learned a great deal during this process. I would like to discuss four of the most important topics with you today. I have entitled the first topic "common themes." There are common themes which occur whenever the topic of access in rural America is discussed. They focus on the need for equal and affordable access for all citizens, the need for pro- active community and economic development strategies based on telecommunications technologies, the creation of enhanced training and support for the large percentage of the population which has yet to understand the potential of an NII, the development of improved information services which both serve and stimulate communities as they contemplate the promise of the NII, and the need to insure that somehow rural America participates fully in the services which will be made available via the NII. This last "theme" is particularly critical, and is not well understood either in rural America or in Washington. As the "superhighway" increases in capacity, steps must be taken to insure that same capacity is available throughout the land. Polices or practices which create high performance, robust infrastructure in urban areas or within selected segments of our nation while simultaneously creating low-speed, low- performance infrastructure in the remainder will actually serve to exacerbate an existing problem of "information haves and have nots." It is becoming clear that, marketing and public posturing to the contrary, depending only upon market forces to deliver high-quality, supported, information infrastructure and services to rural America will result in both a long period of time for such services to become available and a further exacerbation of the problem. The worst thing that we can do is "wire 'em for dial access" and proceed to install fiber- based infrastructure only in locations where market forces (read, return on investment) would normally justify such investments. We are not yet at a point where market forces will best serve our national agenda of equal access for all citizens. The second topic that I would like to discuss with you is best described as "the uniqueness of unique-user communities." While somewhat obvious if one were to think about it for only a moment, this topic is of interest to rural America because there is little in our public policy which seems to recognize its existence and importance. Actual uses of the information and services which are available even today via the network turn out to be different for different communities. That is, like all infrastructure and all communities of users, the needs, goals, and uses to which the NII will be put by groups such as the native American community are vastly different from those of, say, the agricultural community, public libraries, k-12 education, youth groups, small businesses and the like. Understanding these differences and developing strategies accordingly will accelerate the time when the promise of the NII becomes real for these communities. Such an effort will require the involvement of our universities, the communities involved, and the government. A critical element of any initiative in this area is the support and services that can be provided by the nations NSF-sponsored mid-level networks. The third topic is "local ownership." Ownership of the problem by those most directly affected -- the nation's towns, communities, and their concomitant citizens' groups -- combined with the now rapidly evolving groups of "virtual communities" -- is critical to the success of the NII. There is probably not, nor should there be, sufficient discretionary revenues within the coffers of either our states or the federal government to meet the needs for the kinds of high-performance infrastructure that will ultimately be required by every city and town in America, and the absence of such infrastructure to the edge of any community will inhibit the development of appropriate infrastructure within. By creating strategies which cause local ownership we will enhance local investment, creating a dynamic which will hasten the day when the NII is truly part of the fabric of the nation. There is little doubt that such local ownership will result in better and more appropriate solutions at the local level, and that solutions developed and funded locally will be more effectively used than something developed without local involvement or investment. We should be careful not to confuse the messages of affordable access and suitable capacity in Topic #1, "common themes", and the "local ownership" theme of Topic # 3. To accelerate the evolution of an NII which extends not only to every city and town, but also to individual homes and businesses, we must BOTH insure that our telecommunications carriers deploy adequate infrastructure to support NII applications AND create strategies which cause communities, their citizens, and local businesses to experiment with and understand the power and potential of an NII. While seemingly a delicate balance, accomplishing both goals will accelerate the immediate uses of existing infrastructures and community interest in investing as new infrastructure becomes available. The final topic involves "building on existing efforts." We should not forget or ignore the fact that there are already, and in some cases have been for many years, ongoing efforts at community development using whatever technologies are available. For instruction in the problems and successes related to these initiatives one need only contact individuals at places such as Eastern Oregon State College, which is attempting to serve citizens resident in some 42,000 square miles, West Virginia University, which contemplates training some 2000 teachers in the use of the Internet during the next three years, or Virginia Polytechnic and State University, which is using its "Blacksburg Electronic Village" project as an endeavor to bring the entire citizenry of a single town into the NII movement. At CICNet, a "Building Electronic Communities" project is attracting inquiries from around the world, and one can now find initiatives similar to those above in many pockets throughout the land. Their hallmarks are the involvement of volunteers, universities, usually some state or federal involvement, and sometimes (but, unfortunately with increasingly less frequency) mid-level networks. We have examples and models upon which we can build, and whatever polices are developed should encourage and enhance initiatives such as those cited above. POLICY IMPLICATIONS Both he NII goals of the current administration and NII services to rural America can be accelerated by several important policy initiatives. Initiatives are required which guarantee affordable access, stimulate the expansion of capacity at the local level, and create local leadership and ownership of this new and unique resource. In the process, market forces need to continue to evolve naturally while, simultaneously, initiatives are developed which stimulate enhanced volunteerism, the continued role of our universities, and the contributions of the not-for-profit mid-level computer networks. I have recommendations in three areas: pricing, infrastructure, and services. Specifically, the following should be created: 1. An environment in which access will be affordable for all citizens. In the process of creating such an environment, avoid usage sensitive or time-based pricing. Citizens will, I believe, pay a fair price for volume (flat rate proportional to available capacity), but experimentation and innovation, two critical elements in creating an environment in which we can realize the promise of the net, will experience a premature and tragic demise if discouraged by the burden of usage-sensitive pricing. I would like to carefully place this recommendation in context. The NII will grow to encompass the cables coming into people's homes, and they will want to buy movies and other services across the NII. It is only reasonable that they pay the going rate for each of these services. But what is most critical is that the following three elements are maintained: flat-rate charging for basic access to all network services, such as those now on the Internet that are free; freedom from any bundled extra services included by the carrier in the price; and freedom to pick and choose services offered by vendors across the network, and to pay for them directly to the vendor, with no involvement by the carrier. 2. An infrastructural environment in which communities can and will assume ownership of their elements of an NII fabric. This is important because there are clearly insufficient financial resources to develop federally funded infrastructure to every city and town in America. Modest community and economic development programs which have as their foundation the same imagination and leadership shown by the National Science Foundation when it created the "Connections Program," however, will stimulate significantly community involvement and the investment required to make a full NII a reality. At the individual community level the initial investments necessary for proof-of- concept and demonstration activities are not large, and I believe that modest stimulation via federal programs will both create the initial investment and ownership, and larger local investments as local leadership and citizenry begin to realize both the promise and potential of the NII. 3. A services environment in which those organizations which choose to continue to foster and develop community and economic development can do so with renewed vigor and strength. Volunteerism, the role of not-for-profit organizations, the very special activities of organizations such as Eastern Oregon State College and the CIC universities, and the unique contributions that can continue to be provided by many of the nation's mid-level networks must be preserved if rural America is to realize the promise of a national information infrastructure. Finally, and perhaps most important, we need to create an environment in which local communities can and will create services of their own. Services such as community information servers, structure providing access to health care information, activities to create virtual electronic communities of interest which encompass and then extend beyond local communities to a global environment, and initiatives which bring the digital library and other globally-based information resources to the desktops of individual citizens represent the promise of the National Information Infrastructure. We should never lose sight of these goals as we work very hard to make the NII a reality and a sustainable resource for the nation. I believe that our government has an opportunity transform America in ways which parallel the transformations resulting from the Rural Electrification Act of 1936. I would like to close with a quote which I have used in other publications. It describes that impact much more eloquently than any which I could develop on my own. "As late as 1935 ... decades after electric power had become a part of urban life, the wood range, the washtub, the sad iron and the dim kerosene lamp were still the way of life for almost 90 percent of the 30 million Americans who lived in the country-side. All across the United States, wrote a public-power advocate, "Every city 'white way' ends abruptly at the city limits. Beyond lies darkness." The lack of electric power, wrote the historian William E. Luechtenberg, had divided the United States into two nations: "the city dwellers and the country folks"; farmers, he wrote, "toiled in a nineteenth-century world; farm wives, who enviously eyed pictures in the Saturday Evening Post of city women with washing machines, refrigerators, and vacuum cleaners, performed their backbreaking chores like peasant women in a pre industrial age." ... from a description of the US before the Rural Electrification Act of 1936. (Robert A. Caro: The Years of Lyndon Johnson: Path to Power, Vintage Books, 1981, p. 516.) Our opportunity and our responsibility are both clear. Thank you, again, for the opportunity to participate in this forum. I stand ready to provide additional information today and, of course, will respond to similar requests in the future. E. Michael Staman July 12, 1994